FARiskMgmt

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1st Quarter 2011 FARiskMgmt Newsletter Last Updated on 2011-01-27 00:00:00 I don’t think there is a single person who believes the FINRA arbitration process is fair, because the system is broken. When first developed as a forum to provide investors a place to have their grievances heard in a timely and low cost format, the creators forgot to take into consideration the abuse of the system by the plaintiff’s bar. Although the system makes sense for investors to use when their broker has actually done something wrong or illegal, it has mutated into a system that seeks to repay investors where they have lost money in an investment (no matter the cause). This is not the fault of FINRA, but ultimately they have to be the one that fixes the system. Also in this Issue: Eyes Wide Open SANBAG & Ryder Going Green Click link below to read full newsletter in PDF format... More »